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James Alan Steigerwald

Investment adviser representative at Raymond James Financial Services Advisors, Inc
23 yearsExperience
2 statesRegistered in
$390BFirm assets
17 yearsFirm in business

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How the firm charges

Fee types in the public filing. This advisor may not use all of them.

Percentage of assetsHourlyFixed or flat feeCommissionsOther

Services the firm offers

These describe the firm as a whole, not only this advisor.

  • Financial planning
  • Portfolio management
  • Pension consulting
  • Seminars and workshops

Experience

23 years in the industry.

  1. Jas Capital LLCAug 2017 to now
  2. Raymond James Financial Services Advisors Inc.Jul 2017 to now
  3. Raymond James Financial Services, Inc.Jul 2017 to now
  4. Noisom and Steigerwald Wealth ServicesJun 2017 to Jul 2020
  5. Wells Fargo AdvisorsJul 2003 to Jul 2017

Exams passed

  • Series 63 · Uniform Securities Agent State Law1999
  • Series 65 · Uniform Investment Adviser Law2005

State registrations

Registered as an investment adviser representative in 2 states (FL, TX).

Raymond James Financial Services Advisors, Inc

$390BAssets managed
508,439Clients
6,726Advisers
17 yearsIn business

Official records

SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.

Individual CRD
3117550
Firm CRD
149018
Advisor's SEC record (opens in a new tab)
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