Catherine Anne Tse
Investment adviser representative at Allen Investment Management, LLC
11 yearsExperience
1 stateRegistered in
$16.9BFirm assets
23 yearsFirm in business
Are you Catherine Anne Tse? Claim your profile
Contact this firm
How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat feePerformance-based
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Portfolio management
Experience
11 years in the industry.
- Allen Investment Management, LLCApr 2019 to now
- Qu CapitalMay 2018 to Apr 2019
- Cascina LLCJun 2017 to May 2018
- UnemployedApr 2015 to Jun 2017
Exams passed
- Series 63 · Uniform Securities Agent State Law1998
State registrations
Registered as an investment adviser representative in 1 state (NY).
Allen Investment Management, LLC
$16.9BAssets managed
144Clients
6Advisers
23 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 3116982
- Firm CRD
- 124454