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Michael Haas

Investment adviser representative at TD Private Client Wealth LLC
17 yearsExperience
20 statesRegistered in
$8.6BFirm assets
13 yearsFirm in business

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How the firm charges

Fee types in the public filing. This advisor may not use all of them.

Percentage of assets

Services the firm offers

These describe the firm as a whole, not only this advisor.

  • Financial planning
  • Portfolio management
  • Pension consulting
  • Seminars and workshops

Experience

17 years in the industry.

  1. TD Private Client Wealth LLCNov 2024 to now
  2. TD Bank, NANov 2024 to now
  3. Citizens Securities, IncSep 2022 to Nov 2024
  4. ClarfeldSep 2022 to Nov 2024
  5. TD AmeritradeSep 2021 to Sep 2022
  6. UnemployedJan 2021 to Sep 2021
  7. Tdameritrade IncJun 2009 to Jan 2021

Exams passed

  • Series 63 · Uniform Securities Agent State Law1998
  • Series 66 · Uniform Combined State Law2006

State registrations

Registered as an investment adviser representative in 20 states (AZ, CA, CO, CT, FL, GA, IL, MA, MD, ME, NC, NH, NJ, NY, OH, PA, SC, TX, VA, VT).

TD Private Client Wealth LLC

$8.6BAssets managed
25,685Clients
530Advisers
13 yearsIn business

Official records

SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.

Individual CRD
3115915
Firm CRD
164484
Advisor's SEC record (opens in a new tab)
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