Sean Mcgordan Lalljee
Investment adviser representative at Herbert J. Sims Capital Management, Inc.
17 yearsExperience
4 statesRegistered in
$436.9MFirm assets
4 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assets
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
Experience
17 years in the industry.
- Herbert J. Sims Capital Management, Inc.Oct 2022 to now
- Herbert J Sims & Co., Inc.Oct 2022 to now
- Wells Fargo Clearing Services, LLCNov 2016 to Oct 2022
- Wells Fargo Advisors LLCMay 2009 to Nov 2016
Exams passed
- Series 63 · Uniform Securities Agent State Law1998
- Series 65 · Uniform Investment Adviser Law2005
State registrations
Registered as an investment adviser representative in 4 states (CT, FL, NJ, NY).
Herbert J. Sims Capital Management, Inc.
$436.9MAssets managed
350Clients
37Advisers
4 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 3112655
- Firm CRD
- 134510