Kimberly Dawn Smith
Investment adviser representative at Sowell Management
12 yearsExperience
1 stateRegistered in
$4.8BFirm assets
21 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
Experience
12 years in the industry.
- Sowell ManagementJul 2024 to now
- International Cultural Exchange ServicesMar 2022 to Jan 2023
- White Rock Wealth DesignJul 2020 to Jul 2024
- Raymond James Financial Services Advisors, Inc.Oct 2018 to Jul 2024
- Raymond James Financial Services, Inc.Apr 2018 to Jul 2024
- Taurus Financal Advisors LLCApr 2018 to Dec 2021
- First Christian Church of BentonvilleAug 2017 to Apr 2018
- Stephens Inc.Sep 2014 to Aug 2017
Exams passed
- Series 63 · Uniform Securities Agent State Law2003
- Series 66 · Uniform Combined State Law2009
State registrations
Registered as an investment adviser representative in 1 state (AR).
Sowell Management
Legal name: Sowell Financial Services, LLC
$4.8BAssets managed
6,624Clients
102Advisers
21 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 3112353
- Firm CRD
- 127145