Cory Thomas Shivers
Investment adviser representative at Cetera Investment Advisers LLC
22 yearsExperience
1 stateRegistered in
$256.8BFirm assets
42 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
22 years in the industry.
- Cetera Advisors LLCDec 2024 to now
- Cetera Investment Advisers LLCDec 2024 to now
- Epique RealtyJun 2024 to now
- Cts Financial Inc.Jan 2024 to now
- Osaic Wealth, Inc.Nov 2022 to Dec 2024
- Cambridge Investment Research Advisors, Inc.May 2018 to Dec 2022
- Cambridge Investment Research, Inc.May 2018 to Dec 2022
- Sigma Planning CorporationJan 2006 to May 2018
- Sigma Financial CorporationJul 2004 to May 2018
Exams passed
- Series 63 · Uniform Securities Agent State Law1998
- Series 66 · Uniform Combined State Law2017
State registrations
Registered as an investment adviser representative in 1 state (MI).
Cetera Investment Advisers LLC
$256.8BAssets managed
813,961Clients
10,109Advisers
42 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 3109335
- Firm CRD
- 105644