Courtney Wallen
Investment adviser representative at Raymond James & Associates, Inc.
3 yearsExperience
1 stateRegistered in
$501BFirm assets
51 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat feeCommissions
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
3 years in the industry.
- Raymond James & Associates, Inc.Dec 2018 to now
- Financial Engines Advisors L.L.C.Nov 2018 to Nov 2018
- Edelman Financial Services, LLCFeb 2018 to Nov 2018
- Ef Legacy Securities, LLCFeb 2018 to Nov 2018
- Capital Impact PartnersJul 2017 to Feb 2018
- Volunteer/philanthropicDec 2015 to May 2017
Exams passed
- Series 63 · Uniform Securities Agent State Law2018
- Series 65 · Uniform Investment Adviser Law2018
State registrations
Registered as an investment adviser representative in 1 state (VA).
Raymond James & Associates, Inc.
$501BAssets managed
531,617Clients
5,571Advisers
51 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 3106906
- Firm CRD
- 705