David Gene Millet
Investment adviser representative at Galvin, Gaustad & Stein, LLC
21 yearsExperience
3 statesRegistered in
$1.4BFirm assets
16 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
Experience
21 years in the industry.
- Galvin, Gaustad , & Stein LLCDec 2025 to now
- Mercap Securities, LLCAug 2013 to Jun 2020
- The Westerman GroupJul 2005 to Mar 2026
Exams passed
- Series 63 · Uniform Securities Agent State Law1999
- Series 65 · Uniform Investment Adviser Law2026
State registrations
Registered as an investment adviser representative in 3 states (AZ, CA, OH).
Galvin, Gaustad & Stein, LLC
$1.4BAssets managed
856Clients
8Advisers
16 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 3106714
- Firm CRD
- 153410