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Benjamin Kenneth Clauss

Investment adviser representative at Raymond James & Associates, Inc.
28 yearsExperience
2 statesRegistered in
CFADesignation
$501BFirm assets

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How the firm charges

Fee types in the public filing. This advisor may not use all of them.

Percentage of assetsHourlyFixed or flat feeCommissions

Services the firm offers

These describe the firm as a whole, not only this advisor.

  • Financial planning
  • Portfolio management
  • Pension consulting
  • Seminars and workshops

Experience

28 years in the industry.

  1. Raymond James and Associates, Inc.Sep 2021 to now
  2. Bank of America, NADec 2009 to Sep 2021
  3. Merrill Lynch, Pierce, Fenner & Smith IncorporatedAug 1998 to Sep 2021

Designations

  • CFA

Exams passed

  • Series 66 · Uniform Combined State Law1998

State registrations

Registered as an investment adviser representative in 2 states (SC, TX).

Raymond James & Associates, Inc.

$501BAssets managed
531,617Clients
5,571Advisers
51 yearsIn business

Official records

SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.

Individual CRD
3106314
Firm CRD
705
Advisor's SEC record (opens in a new tab)
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