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Jennifer Jill Vargas

Investment adviser representative at Spc
25 yearsExperience
2 statesRegistered in
ChFC®Designation
$6.1BFirm assets

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How the firm charges

Fee types in the public filing. This advisor may not use all of them.

Percentage of assetsHourlyFixed or flat feeOther

Services the firm offers

These describe the firm as a whole, not only this advisor.

  • Financial planning
  • Portfolio management
  • Pension consulting
  • Seminars and workshops

Experience

25 years in the industry.

  1. SpcNov 2023 to now
  2. Parkland SecuritiesNov 2023 to now
  3. Q4 Insurance & Financial Services, Inc.Dec 2001 to now
  4. Commonwealth Financial NetworkDec 2001 to Nov 2023

Designations

  • ChFC®

Exams passed

  • Series 63 · Uniform Securities Agent State Law1999

State registrations

Registered as an investment adviser representative in 2 states (CA, TX).

Spc

Legal name: Sigma Planning Corporation

$6.1BAssets managed
30,916Clients
474Advisers
42 yearsIn business

Official records

SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.

Individual CRD
3094853
Firm CRD
110692
Advisor's SEC record (opens in a new tab)
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