Brian Christopher Lock
Investment adviser representative at Universal Financial Advisors, LLC
28 yearsExperience
2 statesRegistered in
CFP® certificationDesignation
$277.5MFirm assets
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourly
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
Experience
28 years in the industry.
- Osaic Wealth, Inc.Jun 2024 to now
- Universal Financial Advisors, LLCDec 2021 to now
- Universal Financial Group, Inc.Jan 1998 to now
- Pfg Advisors, LLCJan 2022 to Oct 2022
- Securities America IncJul 2015 to Jun 2024
- Beam Asset Management, LLCMar 2015 to Dec 2021
Designations
- CFP® certification
Exams passed
- Series 63 · Uniform Securities Agent State Law1998
- Series 65 · Uniform Investment Adviser Law2001
State registrations
Registered as an investment adviser representative in 2 states (MO, TX).
Universal Financial Advisors, LLC
$277.5MAssets managed
331Clients
9Advisers
4 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 3092520
- Firm CRD
- 318392