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John Faircloth

Investment adviser representative at Northwestern Mutual Investment Services,LLC
5 yearsExperience
1 stateRegistered in
$0Firm assets
54 yearsFirm in business

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How the firm charges

Fee types in the public filing. This advisor may not use all of them.

Fixed or flat feeOther

Experience

5 years in the industry.

  1. Northwestern Mutual Wealth Management CompanyJul 2021 to now
  2. Northwestern Mutual Investment Services, LLCJun 2021 to now
  3. Matthew LytellMay 2021 to now
  4. Aspen Wealth StrategiesJan 2021 to Apr 2021
  5. Raymond James Financial Services Advisors Inc.Jun 2016 to Jan 2021
  6. Raymond James Financial Services, Inc.Apr 2016 to Jan 2021

Exams passed

  • Series 63 · Uniform Securities Agent State Law1998
  • Series 66 · Uniform Combined State Law2022

State registrations

Registered as an investment adviser representative in 1 state (FL).

Northwestern Mutual Investment Services,LLC

Legal name: Northwestern Mutual Investment Services, LLC

$0Assets managed
1Clients
2,130Advisers
54 yearsIn business

Official records

SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.

Individual CRD
3087864
Firm CRD
2881
Advisor's SEC record (opens in a new tab)
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