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Kenneth E O'connor

Investment adviser representative at MML Investors Services, LLC
10 yearsExperience
1 stateRegistered in
CFP® certificationDesignation
$115.6BFirm assets

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How the firm charges

Fee types in the public filing. This advisor may not use all of them.

Percentage of assetsHourlyFixed or flat feeOther

Services the firm offers

These describe the firm as a whole, not only this advisor.

  • Financial planning
  • Portfolio management
  • Pension consulting
  • Seminars and workshops

Experience

10 years in the industry.

  1. MML Investors Services, LLCAug 2026 to now
  2. MassmutualAug 2026 to now
  3. Gorra Financial GroupApr 2026 to Jul 2026
  4. Oneamerica SecuritiesMar 2026 to Jul 2026
  5. American United LifeOct 2025 to Jul 2026
  6. LPL Enterprise, LLCNov 2024 to Mar 2026
  7. The Prudential Insurance Company of AmericaAug 2024 to Mar 2026
  8. Pruco Securities LLCApr 2024 to Nov 2024
  9. Facet WealthJan 2022 to Apr 2024
  10. Kelly Financial ServicesFeb 2019 to Dec 2021
  11. UnemployedJun 2018 to Feb 2019
  12. Citizens Securities Inc.Oct 2017 to Jun 2018
  13. UnemployedJun 2017 to Oct 2017
  14. Edward JonesAug 2016 to Jun 2017

Designations

  • CFP® certification

Exams passed

  • Series 66 · Uniform Combined State Law2016
  • Series 63 · Uniform Securities Agent State Law2024

State registrations

Registered as an investment adviser representative in 1 state (CT).

MML Investors Services, LLC

$115.6BAssets managed
454,836Clients
5,087Advisers
33 yearsIn business

Official records

SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.

Individual CRD
3087574
Firm CRD
10409
Advisor's SEC record (opens in a new tab)
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