Joey S Katz
Investment adviser representative at Ep Wealth Advisors
10 yearsExperience
1 stateRegistered in
$45.1BFirm assets
39 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Seminars and workshops
Experience
10 years in the industry.
- Ep Wealth Advisors, LLCDec 2023 to now
- Morgan StanleySep 2023 to Dec 2023
- Morgan Stanley Smith Barney LLCAug 2022 to Dec 2023
- E*trade Capital Management LLCJun 2021 to Dec 2023
- E*trade Securities LLCJun 2021 to Dec 2023
- UnemployedFeb 2021 to May 2021
- TD AmeritradeAug 2013 to Jan 2021
Exams passed
- Series 63 · Uniform Securities Agent State Law1998
- Series 65 · Uniform Investment Adviser Law1998
State registrations
Registered as an investment adviser representative in 1 state (CA).
Ep Wealth Advisors
Legal name: Ep Wealth Advisors, LLC.
$45.1BAssets managed
20,738Clients
339Advisers
39 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 3085988
- Firm CRD
- 111147