Lori D Dugger
Investment adviser representative at U.S. Bancorp Advisors, LLC
10 yearsExperience
2 statesRegistered in
$1.8BFirm assets
17 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
Experience
10 years in the industry.
- U.S. Bancorp Advisors, LLCFeb 2026 to now
- U.S. Bancorp Investments, Inc.Mar 2024 to Feb 2026
- MML Investors Services, LLCNov 2020 to Mar 2024
- Massmutual Life Insurance CompanyOct 2020 to Mar 2024
- Mutual of Omaha Insurance CompanyJan 2019 to Sep 2020
- Mutual of Omaha Investor ServicesJan 2019 to Sep 2020
- Country Capital Management CompanyMar 2017 to Jan 2019
- Financial Engines Advisors, L.L.C.Jul 2016 to Feb 2017
Exams passed
- Series 63 · Uniform Securities Agent State Law2006
- Series 65 · Uniform Investment Adviser Law2013
State registrations
Registered as an investment adviser representative in 2 states (MO, TX).
U.S. Bancorp Advisors, LLC
$1.8BAssets managed
3,343Clients
1,161Advisers
17 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 3085015
- Firm CRD
- 14455