Sergio Anthony Lovato
Investment adviser representative at Hightower Advisors, LLC
19 yearsExperience
1 stateRegistered in
$198.6BFirm assets
18 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat feeOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
Experience
19 years in the industry.
- Hightower Advisors, LLCJul 2024 to now
- HightowerOct 2023 to now
- Bluerock Capital Markets, LLCJul 2022 to Oct 2023
- Charles Schwab Investment Advisory, Inc.Jan 2020 to Jun 2022
- Charles Schwab Trust BankJan 2019 to Jun 2022
- Charles Schwab BankApr 2008 to Jan 2019
- Charles Schwab & Co., Inc.Apr 2007 to Jun 2022
Exams passed
- Series 63 · Uniform Securities Agent State Law1999
- Series 66 · Uniform Combined State Law2007
State registrations
Registered as an investment adviser representative in 1 state (CO).
Hightower Advisors, LLC
$198.6BAssets managed
64,035Clients
1,036Advisers
18 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 3084653
- Firm CRD
- 145323