Tricia Monique Mcintosh
Investment adviser representative at RBC Capital Markets, LLC
11 yearsExperience
1 stateRegistered in
$310.4BFirm assets
49 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
11 years in the industry.
- RBC Capital Markets, LLCJun 2025 to now
- UBS Financial Services IncNov 2022 to Jun 2025
- Transamerica Financial Advisors IncFeb 2022 to Apr 2022
- World Financial Group IncJan 2022 to Apr 2022
- JPMorgan ChaseOct 2020 to Nov 2022
- Silverton MortgageJul 2019 to Oct 2020
- Neighborhood Assistance Corporation of AmericaAug 2018 to Jul 2019
- Tricia Mcintosh Design LLCJun 2016 to Oct 2020
- Harry Norman RealtorsJul 2015 to Jan 2017
Exams passed
- Series 63 · Uniform Securities Agent State Law1998
- Series 66 · Uniform Combined State Law2022
State registrations
Registered as an investment adviser representative in 1 state (GA).
RBC Capital Markets, LLC
$310.4BAssets managed
283,910Clients
3,838Advisers
49 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 3079084
- Firm CRD
- 31194