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Scott Edward Mccaffrey

Investment adviser representative at Hilltop Securities Inc.
14 yearsExperience
1 stateRegistered in
$2.5BFirm assets
28 yearsFirm in business

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How the firm charges

Fee types in the public filing. This advisor may not use all of them.

Percentage of assetsHourlyFixed or flat feeOther

Services the firm offers

These describe the firm as a whole, not only this advisor.

  • Financial planning
  • Portfolio management
  • Pension consulting
  • Seminars and workshops

Experience

14 years in the industry.

  1. Hilltop Securities Inc.Jul 2023 to now
  2. LPL FinancialNov 2012 to Jul 2023

Exams passed

  • Series 63 · Uniform Securities Agent State Law1998
  • Series 65 · Uniform Investment Adviser Law1998

State registrations

Registered as an investment adviser representative in 1 state (TX).

Hilltop Securities Inc.

$2.5BAssets managed
3,407Clients
138Advisers
28 yearsIn business

Official records

SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.

Individual CRD
3076398
Firm CRD
6220
Advisor's SEC record (opens in a new tab)
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