Heather Nicole Ulz
Investment adviser representative at Simplicity Wealth
29 yearsExperience
1 stateRegistered in
$4.3BFirm assets
7 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Seminars and workshops
Experience
29 years in the industry.
- Simplicity WealthFeb 2025 to now
- Simplicity Group HoldingsJan 2024 to now
- Lifepro Asset ManagementAug 2016 to Feb 2025
- Life Pro Insurance PkwyJan 1997 to Jan 2024
- Lifepro Insurance MarketingJan 1997 to Jan 2024
- Voya Financial AdvisorsJan 1997 to Nov 2016
Exams passed
- Series 63 · Uniform Securities Agent State Law1999
- Series 65 · Uniform Investment Adviser Law2016
State registrations
Registered as an investment adviser representative in 1 state (CA).
Simplicity Wealth
Legal name: Simplicity Wealth LLC
$4.3BAssets managed
8,494Clients
251Advisers
7 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 3073249
- Firm CRD
- 300572