Tina Swanson
Investment adviser representative at Morgan Stanley
17 yearsExperience
2 statesRegistered in
CFP® certificationDesignation
$2TFirm assets
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat feeCommissionsPerformance-basedOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
17 years in the industry.
- Morgan Stanley Private Bank, N.ADec 2025 to now
- Morgan StanleyNov 2025 to now
- Morgan Stanley Smith Barney LLCNov 2025 to now
- Bank of America, N.A.Mar 2021 to Nov 2025
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedMar 2021 to Nov 2025
- Purshe Kaplan Sterling Investments, Inc.Jul 2020 to Feb 2021
- Thrivent Advisor Network, LLC d/b/a Landmark Wealth ManagementMay 2020 to Feb 2021
- Thrivent Financial for LutheransAug 2018 to May 2020
- Thrivent Investment Management Inc.Aug 2017 to May 2020
- Thrivent Financial - Gary TangwallAug 2017 to Aug 2018
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedFeb 2009 to Jul 2017
Designations
- CFP® certification
Exams passed
- Series 66 · Uniform Combined State Law2010
State registrations
Registered as an investment adviser representative in 2 states (MN, TX).
Morgan Stanley
Legal name: Morgan Stanley Smith Barney LLC
$2TAssets managed
2,703,720Clients
23,165Advisers
17 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 3072926
- Firm CRD
- 149777