Thomas Wayne Ulrich
Investment adviser representative at Resource Capital Investment Corporation
14 yearsExperience
2 statesRegistered in
$3.7BFirm assets
13 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsPerformance-based
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Portfolio management
Experience
14 years in the industry.
- Resource Capital Investment CorporationMay 2013 to now
- Sprott Asset Management USAOct 2012 to now
- Sprott Global Resource Investments LtdOct 2012 to now
Exams passed
- Series 65 · Uniform Investment Adviser Law1999
- Series 63 · Uniform Securities Agent State Law2008
State registrations
Registered as an investment adviser representative in 2 states (CA, CT).
Resource Capital Investment Corporation
$3.7BAssets managed
35Clients
1Advisers
13 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 3071768
- Firm CRD
- 166722