James Patrick Braun
Investment adviser representative at Newedge Advisors
28 yearsExperience
1 stateRegistered in
CFP® certificationDesignation
$43.2BFirm assets
Are you James Patrick Braun? Claim your profile
Contact this firm
How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
28 years in the industry.
- Newedge AdvisorsFeb 2018 to now
- Gwm Advisors, LLC (dba: Planningteam Financial Advisors)Jan 2018 to now
- LPL Financial LLCNov 2017 to now
- Investment Centers of America, Inc.May 1998 to Nov 2017
Designations
- CFP® certification
Exams passed
- Series 63 · Uniform Securities Agent State Law1998
- Series 66 · Uniform Combined State Law2004
State registrations
Registered as an investment adviser representative in 1 state (ND).
Newedge Advisors
Legal name: Newedge Advisors, LLC
$43.2BAssets managed
49,898Clients
603Advisers
12 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 3070511
- Firm CRD
- 171351