James Louis Matt
Investment adviser representative at Ascentis Independent Advisors, LLC
17 yearsExperience
4 statesRegistered in
$2.1BFirm assets
4 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat feeOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
Experience
17 years in the industry.
- Ascentis Independent Advisors, LLCJan 2026 to now
- Golden State Equity PartnersDec 2025 to now
- Freedom Investment Management, Inc.Oct 2023 to now
- Strada Wealth AdvisorsMar 2020 to now
- J.L.M. Asset Managerment, L.L.C.Jan 2009 to now
- 3d/l Capital Management, LLCDec 2020 to Oct 2023
- 3d Asset Management, Inc.Mar 2020 to Dec 2020
- Pogson & Matt Wealth Management Group, LLCAug 2010 to Mar 2020
Exams passed
- Series 63 · Uniform Securities Agent State Law1998
- Series 65 · Uniform Investment Adviser Law1998
- Series 66 · Uniform Combined State Law2002
State registrations
Registered as an investment adviser representative in 4 states (AZ, CA, TX, UT).
Ascentis Independent Advisors, LLC
$2.1BAssets managed
2,815Clients
51Advisers
4 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 3070148
- Firm CRD
- 322879