James Jarvis Ellis
Investment adviser representative at Edelman Financial Engines
13 yearsExperience
2 statesRegistered in
CFADesignation
$326.3BFirm assets
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlySubscriptionFixed or flat feeOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
13 years in the industry.
- Edelman Financial EnginesMar 2025 to now
- UnemployedJul 2024 to Mar 2025
- Alpha Skills IncMar 2021 to Jun 2024
- Arnerich MassenaJun 2018 to Mar 2021
- UnemployedFeb 2017 to May 2018
- Conduent Business ServicesJul 2013 to Jan 2017
Designations
- CFA
Exams passed
- Series 65 · Uniform Investment Adviser Law1998
- Series 63 · Uniform Securities Agent State Law1998
State registrations
Registered as an investment adviser representative in 2 states (MO, TX).
Edelman Financial Engines
Legal name: Financial Engines Advisors L.L.C.
$326.3BAssets managed
1,244,406Clients
721Advisers
28 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 3068261
- Firm CRD
- 104510