Denise Marie Daugherty
Investment adviser representative at Cetera Investment Advisers LLC
12 yearsExperience
1 stateRegistered in
$256.8BFirm assets
42 yearsFirm in business
Are you Denise Marie Daugherty? Claim your profile
Contact this firm
How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
12 years in the industry.
- HomegoodsNov 2025 to now
- Cetera Investment Advisers LLCMay 2025 to now
- Cetera Wealth Services, LLCMay 2025 to now
- Des Moines Rowing ClubJan 2023 to now
- Transamerica Financial Advisors, IncNov 2021 to Apr 2025
- WfgiaOct 2021 to Apr 2025
- Cetera Advisor Networks LLCJun 2021 to Oct 2021
- Cetera Advisors LLCJun 2021 to Oct 2021
- Cetera Financial Specialists LLCJun 2021 to Oct 2021
- Cetera Investment Services LLCJun 2021 to Oct 2021
- First Allied Securities IncJun 2021 to Oct 2021
- KohlsOct 2017 to Feb 2019
- Voya Financial AdvisorsSep 2014 to Jun 2021
Exams passed
- Series 63 · Uniform Securities Agent State Law1998
- Series 66 · Uniform Combined State Law2004
State registrations
Registered as an investment adviser representative in 1 state (IA).
Cetera Investment Advisers LLC
$256.8BAssets managed
813,961Clients
10,109Advisers
42 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 3065398
- Firm CRD
- 105644