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Nicole Jeannine Best

Investment adviser representative at Heartland Advisors, Inc.
28 yearsYears since first job or exam
1 stateRegistered in
$1.9B
43 yearsFirm in business

How is this counted?

Counted from the earlier of the person's first job or first state securities exam on their SEC record (currently the Series 63, 65 or 66). The SIE, futures exams and earlier firm registrations are not counted. The count runs to the end of their latest job, or this year if a job is still open. It includes every employer listed, even outside investment work, and any gaps between jobs. The SEC record lists jobs held in about the last 10 years, so jobs that ended before then are not counted. Years are counted by calendar year, so the figure can run up to a year high. This is not a measure of skill or quality.

Contact this advisor

(414) 347-7777heartlandadvisors.comFirm's SEC record

How the firm charges

Fee types in the public filing. This advisor may not use all of them.

Services the firm offers

These describe the firm as a whole, not only this advisor.

Experience

28 years since the first job or state securities exam on the SEC record. Counts all jobs listed.

  1. Alps Distributors, Inc.Jun 2010 to now
  2. Heartland Advisors, Inc.May 2010 to now

Exams passed

  • Series 63 · Uniform Securities Agent State Law1998
  • Series 65 · Uniform Investment Adviser Law2004

State registrations

Registered as an investment adviser representative in 1 state (WI).

Heartland Advisors, Inc.

$1.9B
90Clients
13Advisers
43 yearsIn business

Official records

Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure site.

3053329
29433
Advisor's SEC record
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