David D Davis
Investment adviser representative at Aegis Capital Corp.
27 yearsExperience
1 stateRegistered in
$1.8BFirm assets
16 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourly
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
Experience
27 years in the industry.
- Aegis Capital Corp.Aug 2026 to now
- UnemployedMay 2026 to Jul 2026
- J.P. Morgan Securities LLCMar 2023 to Apr 2026
- JPMorgan Chase Bank, N.A.Mar 2023 to Apr 2026
- Wells Fargo Clearing Services, LLCJan 2023 to Feb 2023
- J.P. Morgan Securities LLCOct 2012 to Jan 2023
- JPMorgan Chase Bank, N.A.Apr 1999 to Jan 2023
Exams passed
- Series 63 · Uniform Securities Agent State Law1998
- Series 65 · Uniform Investment Adviser Law2005
State registrations
Registered as an investment adviser representative in 1 state (TX).
Aegis Capital Corp.
$1.8BAssets managed
3,083Clients
97Advisers
16 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 3047789
- Firm CRD
- 15007