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Gina M Griffo

Investment adviser representative at Sage, Rutty & Co., Inc.
21 yearsExperience
2 statesRegistered in
$3.5BFirm assets
36 yearsFirm in business

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How the firm charges

Fee types in the public filing. This advisor may not use all of them.

Percentage of assetsHourlyFixed or flat fee

Services the firm offers

These describe the firm as a whole, not only this advisor.

  • Financial planning
  • Portfolio management
  • Seminars and workshops

Experience

21 years in the industry.

  1. Sage, Rutty & Co., Inc.Sep 2025 to now
  2. Ralph Parks Investment Group LLC d/b/a Parks CapitalNov 2005 to Nov 2025

Exams passed

  • Series 63 · Uniform Securities Agent State Law2000
  • Series 65 · Uniform Investment Adviser Law2001

State registrations

Registered as an investment adviser representative in 2 states (FL, NY).

Sage, Rutty & Co., Inc.

$3.5BAssets managed
8,613Clients
45Advisers
36 yearsIn business

Official records

SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.

Individual CRD
3046431
Firm CRD
3254
Advisor's SEC record (opens in a new tab)
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