Mark Kevin Smith
Investment adviser representative at Pointoak Retirement Advisors
10 yearsExperience
2 statesRegistered in
$1.1BFirm assets
5 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Portfolio management
- Pension consulting
Experience
10 years in the industry.
- Pointoak Retirement AdvisorsDec 2024 to now
- Guilford Retirement Services LLCFeb 2018 to Dec 2024
- Raymond James Financial Services Advisors Inc.May 2016 to Dec 2024
- Raymond James Financial ServicesFeb 2016 to Dec 2024
- Keller Benefit ServicesJan 2016 to Dec 2017
Exams passed
- Series 63 · Uniform Securities Agent State Law2005
- Series 65 · Uniform Investment Adviser Law2016
State registrations
Registered as an investment adviser representative in 2 states (MD, VA).
Pointoak Retirement Advisors
Legal name: Pointoak Retirement Advisors, LLC
$1.1BAssets managed
103Clients
3Advisers
5 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 3046250
- Firm CRD
- 314866