Alpesh R Patel
Investment adviser representative at Rockefeller Capital Management
17 yearsExperience
2 statesRegistered in
$36.8BFirm assets
8 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat feePerformance-based
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
Experience
17 years in the industry.
- Rockefeller Capital ManagementAug 2025 to now
- Rockefeller Financial LLCFeb 2021 to now
- Bank of America,N.A.Jun 2011 to Feb 2021
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedAug 2009 to Feb 2021
Exams passed
- Series 63 · Uniform Securities Agent State Law1998
- Series 65 · Uniform Investment Adviser Law1998
State registrations
Registered as an investment adviser representative in 2 states (CA, TX).
Rockefeller Capital Management
Legal name: Rockefeller & Co. LLC
$36.8BAssets managed
6,490Clients
346Advisers
8 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 3042548
- Firm CRD
- 294197