Geraldine Ann Raymond
Investment adviser representative at Commonwealth Financial Network
32 yearsExperience
1 stateRegistered in
CFP® certificationDesignation
$212.7BFirm assets
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat feeCommissions
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
32 years in the industry.
- Kbc Financial Services, Inc.Feb 2025 to now
- Commonwealth Financial NetworkMar 2024 to now
- Tupler Financial, Inc.Mar 2024 to Jan 2025
- Blackrock Investments, Inc.Sep 2006 to Jan 2023
- Merrill LynchApr 1994 to Mar 2024
- Princeton Funds Distributor, Inc.Apr 1994 to Jan 2023
Designations
- CFP® certification
Exams passed
- Series 65 · Uniform Investment Adviser Law1998
- Series 63 · Uniform Securities Agent State Law1998
State registrations
Registered as an investment adviser representative in 1 state (PA).
Commonwealth Financial Network
Legal name: Commonwealth Equity Services, LLC
$212.7BAssets managed
360,488Clients
2,700Advisers
34 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 3041605
- Firm CRD
- 8032