Vanessa Elise Altom
Investment adviser representative at Principal Securities, Inc.
19 yearsExperience
1 stateRegistered in
$17BFirm assets
28 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat feeOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
19 years in the industry.
- Principal Securities, Inc.Dec 2024 to now
- Principal Life Insurance CoNov 2024 to now
- Northwestern Mutual Wealth Management CompanyOct 2019 to Dec 2024
- Matthew KubicekApr 2019 to Dec 2024
- Northwestern Mutual Investment Services LLCApr 2019 to Dec 2024
- Dorsey and CompanyMar 2018 to Mar 2019
- Pioneer WinesApr 2017 to Mar 2018
- Task MostersJan 2017 to Dec 2024
- UnemployedJan 2017 to Mar 2017
- Vine and DineNov 2008 to Dec 2016
- Thurber Designs, LLCApr 2007 to Jan 2017
Exams passed
- Series 63 · Uniform Securities Agent State Law1998
- Series 65 · Uniform Investment Adviser Law1998
- Series 66 · Uniform Combined State Law2018
State registrations
Registered as an investment adviser representative in 1 state (LA).
Principal Securities, Inc.
$17BAssets managed
51,941Clients
1,464Advisers
28 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 3041601
- Firm CRD
- 1137