Jason L Babb
Investment adviser representative at RBC Capital Markets, LLC
16 yearsExperience
3 statesRegistered in
CFADesignation
$310.4BFirm assets
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
16 years in the industry.
- City National BankApr 2025 to now
- RBC Capital Markets, LLCApr 2025 to now
- JP Morgan Chase Bank, N.A.Oct 2023 to Apr 2025
- J.P. Morgan Securities LLCSep 2023 to Apr 2025
- First Republic Investment Management, Inc.May 2017 to Sep 2023
- First Republic Securities Company, LLCJul 2010 to Sep 2023
Designations
- CFA
Exams passed
- Series 66 · Uniform Combined State Law2008
State registrations
Registered as an investment adviser representative in 3 states (NJ, NY, TX).
RBC Capital Markets, LLC
$310.4BAssets managed
283,910Clients
3,838Advisers
49 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 3038919
- Firm CRD
- 31194