William J Romig
Investment adviser representative at Strait & Sound
28 yearsExperience
1 stateRegistered in
CFADesignation
$333.7MFirm assets
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourly
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
Experience
28 years in the industry.
- Strait & SoundNov 2025 to now
- Strait & Sound Wealth Management LLCNov 2025 to now
- JPMorgan Securities LLCAug 2017 to Nov 2025
- Scottrade Investment MamagementMar 2017 to Aug 2017
- Scottrade, Inc.Sep 1998 to Aug 2017
Designations
- CFA
Exams passed
- Series 63 · Uniform Securities Agent State Law1998
- Series 66 · Uniform Combined State Law2017
State registrations
Registered as an investment adviser representative in 1 state (WA).
Strait & Sound
Legal name: Strait & Sound Wealth Management LLC
$333.7MAssets managed
243Clients
8Advisers
6 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 3034847
- Firm CRD
- 309306