Thomas James Noon
Investment adviser representative at Cetera Investment Advisers LLC
12 yearsExperience
1 stateRegistered in
$256.8BFirm assets
42 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
12 years in the industry.
- Cetera Investment Advisers LLCJun 2024 to now
- Cetera Investment Services LLCJun 2024 to now
- Provident BankJun 2024 to now
- Lakeland BankJul 2021 to Jun 2024
- Lakeland Financial ServicesJul 2021 to Jun 2024
- Lakeland Financial Services (dba)Jul 2021 to Jun 2024
- Lakeland Financial Services Agency, Inc.Jul 2021 to Jun 2024
- Raymond James Financial Services Advisors, Inc.Jul 2021 to Jun 2024
- Raymond James Financial Services, Inc.Jul 2021 to Jun 2024
- Cetera Investment Advisers LLCDec 2017 to Jul 2021
- Cetera Investment Services LLCDec 2017 to Jul 2021
- Invest Financial Corp.Oct 2015 to Dec 2017
- Investors BankJan 2014 to Jul 2021
Exams passed
- Series 63 · Uniform Securities Agent State Law1998
- Series 65 · Uniform Investment Adviser Law2003
State registrations
Registered as an investment adviser representative in 1 state (NJ).
Cetera Investment Advisers LLC
$256.8BAssets managed
813,961Clients
10,109Advisers
42 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 3032106
- Firm CRD
- 105644