Nicholas Lampone
Investment adviser representative at Pine Valley Investments
24 yearsExperience
1 stateRegistered in
$2.7BFirm assets
11 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assets
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
Experience
24 years in the industry.
- Pine Valley InvestmentsMay 2021 to now
- Dalzell TradingMar 2018 to Jun 2021
- Boenning & Scattergood, IncNov 2017 to Mar 2018
- UnemployedJul 2017 to Nov 2017
- Pine Valley InvestmentsSep 2002 to Aug 2017
- Janney Montgomery Scott LLCSep 2002 to Jul 2017
Exams passed
- Series 63 · Uniform Securities Agent State Law1998
- Series 65 · Uniform Investment Adviser Law2019
State registrations
Registered as an investment adviser representative in 1 state (NJ).
Pine Valley Investments
Legal name: Pine Valley Investments Limited Liability Company
$2.7BAssets managed
2,113Clients
33Advisers
11 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 3031552
- Firm CRD
- 173995