Adrian Sean Johnson
Investment adviser representative at Pugh Capital Management, Inc.
19 yearsExperience
1 stateRegistered in
$12.8BFirm assets
35 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsPerformance-based
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Portfolio management
Experience
19 years in the industry.
- Pugh Capital Management, Inc.Jan 2018 to now
- Rim SecuritiesSep 2012 to Dec 2017
- Rochdale Investment ManagementSep 2012 to Dec 2017
- City National BankNov 2007 to Dec 2017
Exams passed
- Series 63 · Uniform Securities Agent State Law1998
- Series 65 · Uniform Investment Adviser Law1999
- Series 66 · Uniform Combined State Law2013
State registrations
Registered as an investment adviser representative in 1 state (WA).
Pugh Capital Management, Inc.
$12.8BAssets managed
52Clients
4Advisers
35 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 3021358
- Firm CRD
- 111765