Eileen Frances Connolly
Investment adviser representative at Wellington Shields Capital Management, LLC
25 yearsExperience
2 statesRegistered in
$1.2BFirm assets
16 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Portfolio management
Experience
25 years in the industry.
- Wellington Shields Capital Management, LLCMar 2020 to now
- Wellington Shields & Co., LLCNov 2009 to now
- Shields & CompanyOct 2001 to now
Exams passed
- Series 63 · Uniform Securities Agent State Law1998
- Series 65 · Uniform Investment Adviser Law2020
State registrations
Registered as an investment adviser representative in 2 states (NJ, NY).
Wellington Shields Capital Management, LLC
$1.2BAssets managed
574Clients
12Advisers
16 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 3015310
- Firm CRD
- 150529