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Richard James Perry

Investment adviser representative at Northwestern Mutual Investment Services,LLC
11 yearsExperience
1 stateRegistered in
$0Firm assets
54 yearsFirm in business

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How the firm charges

Fee types in the public filing. This advisor may not use all of them.

Fixed or flat feeOther

Experience

11 years in the industry.

  1. Nathan EliasAug 2025 to now
  2. Northwestern Mutual Wealth Management CompanyJun 2021 to now
  3. Northwestern Mutual Investment Services, LLCFeb 2021 to now
  4. Sean A MurphyAug 2023 to Aug 2025
  5. Brent ShawJun 2021 to Aug 2025
  6. A StevensJan 2021 to Aug 2025
  7. David ShuleyJan 2021 to Aug 2025
  8. David ShuleyNov 2020 to Dec 2020
  9. Richard PerryAug 2017 to Dec 2020
  10. AmazonDec 2015 to Aug 2017

Exams passed

  • Series 66 · Uniform Combined State Law2021

State registrations

Registered as an investment adviser representative in 1 state (NE).

Northwestern Mutual Investment Services,LLC

Legal name: Northwestern Mutual Investment Services, LLC

$0Assets managed
1Clients
2,130Advisers
54 yearsIn business

Official records

SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.

Individual CRD
3009862
Firm CRD
2881
Advisor's SEC record (opens in a new tab)
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