Erik Scott Finwall
Investment adviser representative at Jefferies Investment Advisers LLC
12 yearsExperience
2 statesRegistered in
$5.2BFirm assets
3 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
Experience
12 years in the industry.
- Jefferies Investment Advisers LLCJun 2025 to now
- Jefferies LLCApr 2025 to now
- Voya Investment Management Co., LLCMay 2014 to Apr 2025
- Voya Investments Distributor, LLCMay 2014 to Apr 2025
Exams passed
- Series 63 · Uniform Securities Agent State Law1998
- Series 65 · Uniform Investment Adviser Law2001
- Series 66 · Uniform Combined State Law2008
State registrations
Registered as an investment adviser representative in 2 states (IN, NY).
Jefferies Investment Advisers LLC
$5.2BAssets managed
2,020Clients
118Advisers
3 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 3009341
- Firm CRD
- 325421