Timothy Harlan Borman
Investment adviser representative at Smith Moore & Co.
28 yearsExperience
1 stateRegistered in
$2.4BFirm assets
19 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
Experience
28 years in the industry.
- Smith, Moore & Co.Feb 2021 to now
- Cetera Investment Advisers LLCJan 2014 to Feb 2021
- Cetera Investment Services LLCNov 1998 to Feb 2021
- The Callaway BankNov 1998 to Feb 2021
Exams passed
- Series 63 · Uniform Securities Agent State Law1998
- Series 66 · Uniform Combined State Law2011
State registrations
Registered as an investment adviser representative in 1 state (MO).
Smith Moore & Co.
$2.4BAssets managed
4,142Clients
45Advisers
19 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 2982565
- Firm CRD
- 3441