Andrew Shakespeare
Investment adviser representative at LPL Enterprise, LLC
13 yearsExperience
1 stateRegistered in
$24.9BFirm assets
2 yearsFirm in business
Are you Andrew Shakespeare? Claim your profile
Contact this firm
How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Seminars and workshops
Experience
13 years in the industry.
- LPL Enterprise, LLCApr 2026 to now
- UnemployedJun 2025 to Mar 2026
- Equitable Advisors, LLCMar 2023 to May 2025
- MML Investors Services, LLCDec 2022 to Mar 2023
- Massmutual Life Insurance CompanyNov 2022 to Mar 2023
- HSBC SecuritiesJun 2021 to Dec 2022
- UnemployedDec 2020 to Jun 2021
- Allstate Insurance CoMay 2020 to Dec 2020
- New York Life Insurance Co.Dec 2019 to May 2020
- Nylife Securities LLCDec 2019 to May 2020
- UnemployedAug 2018 to Nov 2019
- JP Morgan Securities LLCDec 2013 to Jul 2018
Exams passed
- Series 63 · Uniform Securities Agent State Law2000
- Series 65 · Uniform Investment Adviser Law2010
State registrations
Registered as an investment adviser representative in 1 state (NY).
LPL Enterprise, LLC
$24.9BAssets managed
102,563Clients
3,116Advisers
2 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 2980020
- Firm CRD
- 8733