Shawn Neice
Investment adviser representative at TD Private Client Wealth LLC
12 yearsExperience
5 statesRegistered in
$8.6BFirm assets
13 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assets
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
12 years in the industry.
- TD Private Client Wealth LLCAug 2025 to now
- TD Bank N.A.Aug 2025 to now
- LPL EnterpiseMay 2025 to Aug 2025
- PNC Investments LLCMay 2022 to May 2025
- Santander Bank, NAMay 2019 to May 2022
- Santander Securities, LLCMay 2019 to May 2022
- UberApr 2018 to Mar 2019
- Lord, Abbett & Co. LLCApr 2013 to May 2019
Exams passed
- Series 63 · Uniform Securities Agent State Law1998
- Series 66 · Uniform Combined State Law2013
State registrations
Registered as an investment adviser representative in 5 states (DE, FL, NJ, NY, PA).
TD Private Client Wealth LLC
$8.6BAssets managed
25,685Clients
530Advisers
13 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 2979084
- Firm CRD
- 164484