Stephen Joseph Martin
Investment adviser representative at Cwm, LLC
21 yearsExperience
3 statesRegistered in
CFP® certificationDesignation
$50.6BFirm assets
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat feeOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
Experience
21 years in the industry.
- Cwm, LLCJul 2019 to now
- Srq Wealth ManagementSep 2010 to now
- Cetera Advisor NetworksJul 2019 to Jan 2024
- Srq Wealth Advisory, LLCNov 2016 to Oct 2019
- LPL Financial, LLC (formerly: Linsco/private Ledger Corp.)Nov 2003 to Jul 2019
Designations
- CFP® certification
Exams passed
- Series 65 · Uniform Investment Adviser Law1998
- Series 63 · Uniform Securities Agent State Law1998
State registrations
Registered as an investment adviser representative in 3 states (FL, NH, TX).
Cwm, LLC
$50.6BAssets managed
52,669Clients
658Advisers
15 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 2978356
- Firm CRD
- 155344