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Thomas Aloysius Gallagher

Investment adviser representative at Janney Montgomery Scott LLC
10 yearsExperience
1 stateRegistered in
$110.1BFirm assets
55 yearsFirm in business

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How the firm charges

Fee types in the public filing. This advisor may not use all of them.

Percentage of assetsFixed or flat feeCommissionsOther

Services the firm offers

These describe the firm as a whole, not only this advisor.

  • Financial planning
  • Portfolio management
  • Pension consulting
  • Seminars and workshops

Experience

10 years in the industry.

  1. Janney Montgomery Scott Inc.Jan 2019 to now
  2. The Aranda GroupAug 2017 to Jan 2019
  3. Oppenheimer & Co. Inc.May 2016 to Aug 2017

Exams passed

  • Series 63 · Uniform Securities Agent State Law2001
  • Series 66 · Uniform Combined State Law2012

State registrations

Registered as an investment adviser representative in 1 state (PA).

Janney Montgomery Scott LLC

$110.1BAssets managed
243,808Clients
1,341Advisers
55 yearsIn business

Official records

SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.

Individual CRD
2976601
Firm CRD
463
Advisor's SEC record (opens in a new tab)
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