Elias Dau
Investment adviser representative at First Command Advisory Services
17 yearsExperience
1 stateRegistered in
$24.4BFirm assets
21 yearsFirm in business
Are you Elias Dau? Claim your profile
Contact this firm
How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
Experience
17 years in the industry.
- First Command Advisory Services, IncJul 2026 to now
- First Command Brokerage Services, IncJul 2026 to now
- First Command Insurance Services, IncJul 2026 to now
- Ameriprise Financial Services, LLCMay 2025 to Jun 2026
- UnemployedDec 2024 to May 2025
- Wells Fargo Clearing Services, LLC.Dec 2021 to Dec 2024
- Principal Life Insurance CompanyMar 2019 to Dec 2021
- Principal Securities IncMar 2019 to Dec 2021
- Merrill LynchFeb 2009 to Mar 2019
Exams passed
- Series 63 · Uniform Securities Agent State Law1997
- Series 65 · Uniform Investment Adviser Law2004
State registrations
Registered as an investment adviser representative in 1 state (NC).
First Command Advisory Services
$24.4BAssets managed
113,591Clients
1,027Advisers
21 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 2976332
- Firm CRD
- 281958