Cliff Wingyin Shum
Investment adviser representative at Shum Financial Group, Inc.
13 yearsExperience
2 statesRegistered in
CFP® certificationDesignation
$322MFirm assets
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
Experience
13 years in the industry.
- Shum Financial Group, Inc.Dec 2016 to now
- Sole ProprietorJul 2013 to now
- Girard Securities, Inc.Jun 2013 to Apr 2017
Designations
- CFP® certification
Exams passed
- Series 63 · Uniform Securities Agent State Law1998
- Series 65 · Uniform Investment Adviser Law1998
State registrations
Registered as an investment adviser representative in 2 states (CA, TX).
Shum Financial Group, Inc.
$322MAssets managed
330Clients
4Advisers
9 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 2973780
- Firm CRD
- 285426