Skip to content

Thomas Justin Galante

Investment adviser representative at Commonwealth Financial Network
13 yearsExperience
1 stateRegistered in
$212.7BFirm assets
34 yearsFirm in business

Are you Thomas Justin Galante? Claim your profile

How the firm charges

Fee types in the public filing. This advisor may not use all of them.

Percentage of assetsHourlyFixed or flat feeCommissions

Services the firm offers

These describe the firm as a whole, not only this advisor.

  • Financial planning
  • Portfolio management
  • Pension consulting
  • Seminars and workshops

Experience

13 years in the industry.

  1. Commonwealth Financial NetworkJun 2025 to now
  2. Granite Capital AdvisorsJun 2025 to now
  3. Cetera Investment Advisers LLCJan 2014 to Jun 2025
  4. Bank of New HampshireOct 2013 to Jun 2025
  5. Cetera Investment Services LLCOct 2013 to Jun 2025

Exams passed

  • Series 63 · Uniform Securities Agent State Law1997
  • Series 65 · Uniform Investment Adviser Law2004

State registrations

Registered as an investment adviser representative in 1 state (NH).

Commonwealth Financial Network

Legal name: Commonwealth Equity Services, LLC

$212.7BAssets managed
360,488Clients
2,700Advisers
34 yearsIn business

Official records

SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.

Individual CRD
2973514
Firm CRD
8032
Advisor's SEC record (opens in a new tab)
CallContact this firm