Maureen Bridget James
Investment adviser representative at Apollon Financial, LLC
25 yearsExperience
1 stateRegistered in
$1.4BFirm assets
4 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
Experience
25 years in the industry.
- Apollon Financial, LLCJun 2022 to now
- LPL Financial LLCAug 2015 to now
- Self-employedJan 2001 to now
- Highpoint Advisor Group dba Vertex Planning Partners, LLCNov 2016 to Jun 2022
- Highpoint Advisor Group, LLCOct 2015 to Nov 2016
Exams passed
- Series 63 · Uniform Securities Agent State Law2012
- Series 65 · Uniform Investment Adviser Law2015
State registrations
Registered as an investment adviser representative in 1 state (IL).
Apollon Financial, LLC
$1.4BAssets managed
1,258Clients
20Advisers
4 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 2969852
- Firm CRD
- 321217