Diane Ruiz
Investment adviser representative at Santander Securities
10 yearsExperience
2 statesRegistered in
$3.1BFirm assets
27 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assets
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
Experience
10 years in the industry.
- Santander Securities, LLCMay 2022 to now
- Santander Bank, NAMay 2022 to now
- LPL Financial LLCSep 2021 to May 2022
- Eagle Strategies LLCNov 2020 to Sep 2021
- Nylife Securities LLCOct 2020 to Sep 2021
- New York Life Insurance CompanyJun 2020 to Sep 2021
- HSBC Bank USA N.A.Aug 2016 to Jun 2020
Exams passed
- Series 66 · Uniform Combined State Law2004
State registrations
Registered as an investment adviser representative in 2 states (NJ, NY).
Santander Securities
Legal name: Santander Securities LLC
$3.1BAssets managed
11,124Clients
160Advisers
27 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 2969808
- Firm CRD
- 41791